Course Details
CPE Credits: 3.0
Field of Study: Specialized Knowledge
Prerequisites: Experience performing, reviewing, or supervising PCAOB audit or attestation engagements is recommended.
Advanced Preparation: None.
Program Level: Advanced
Delivery Method: Group Internet Based
Location / Platform: Virtual
Time Zone: Eastern Time
Course Description
An inspection-focused course explaining how PCAOB inspections are conducted and how inspectors evaluate audit evidence, documentation, significant judgments, and firm responses. Practical guidance is provided for inspection preparation, interviews, comments, findings, and remediation.
Learning Objectives
Upon completion of this course, participants will be able to:
Describe the PCAOB inspection process, including engagement selection, inspection procedures, communications with the firm, and potential inspection outcomes.
Identify audit areas, documentation issues, and audit execution deficiencies that commonly attract PCAOB inspector attention.
Evaluate audit documentation and evidence from the perspective of a PCAOB inspector and identify potential inspection vulnerabilities.
Apply practical strategies for preparing for and responding to PCAOB inspection requests, interviews, comments, and potential findings.
Analyze inspection findings and determine appropriate responses, remediation actions, and documentation to reduce the risk of recurring deficiencies.
Instructor
Harley Aronoff, CPA
CPE Policies
Complaint Resolution Policy
For complaints or concerns regarding this program, contact Blue Diamond Audit & Regulatory Advisors by email at Concierge@bluediamondauditadvisors.com
Attendance Requirements
Participants must attend the entire program and actively participate in all sessions to receive full credit.
Partial credit will not be awarded.
Refund / Cancellation Policy
Refund requests must be submitted in writing at least 10 days prior to the program date. If Blue Diamond Audit Advisors must cancel a training course, participants will receive a full refund or a credit for a future training course, valid for up to 1 year from the date of the canceled event. Participants will be notified of any cancellation via email at the address provided during course registration.
Blue Diamond Audit & Regulatory Advisors is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.