PCAOB-Registered Firm Services

Expert consulting for public accounting firms seeking to elevate audit quality, comply with evolving PCAOB standards, and prepare for successful inspections.

We provide specialized advisory services to PCAOB-registered firms of all sizes — from niche broker-dealer auditors to national firms — to help them strengthen their system of quality control, align with PCAOB and SEC expectations, and improve audit execution. Our insights are grounded in deep regulatory expertise and a practical understanding of firm operations.

Our services are tailored to meet the needs of:

  • Managing Partners and Quality Control Partners

  • Audit Practice Leaders and Technical Directors

  • Engagement Partners and Senior Managers

  • Internal Inspection and Monitoring Teams

Our Core Services:

Audit Quality & Methodology Advisory

Strengthening audit execution, methodology, and technical application of PCAOB standards.

Key services include:

  • Audit file coaching and pre-issuance quality reviews

  • Technical consultations on PCAOB standards, SEC rules, and independence

  • Tailored audit methodology development and updates

  • Engagement-level project management for complex audits

  • Documentation support to meet PCAOB expectations for critical audit areas

  • Root cause analysis of engagement deficiencies

Value Delivered:
Reduce inspection findings, strengthen documentation, and promote defensible audit judgments across your firm.

QC System Modernization (QC 1000 Readiness)

Helping firms implement a scalable and compliant system of quality control under PCAOB QC 1000.

Key services include:

  • QC 1000 gap assessment and roadmap development

  • Design and documentation of QC objectives and responses

  • Monitoring and remediation framework design

  • Integration of risk assessment into firm governance and operations

  • Advisory on QC technology tools, templates, and KPIs

  • Training for partners and firm leaders on QC system ownership

Value Delivered:
Transform your quality control from a checklist into a risk-responsive, future-ready system aligned with PCAOB expectations.

PCAOB Inspection Readiness & Remediation

Proactive support before, during, and after PCAOB inspections.

Key services include:

  • Pre-inspection planning and mock file reviews

  • Remediation of prior inspection deficiencies

  • Preparation of audit documentation and workpaper enhancements

  • Coaching for engagement teams selected for PCAOB review

  • Drafting responses to comment forms and exit letters

  • Internal inspection program enhancement and peer review readiness

Value Delivered:
Increase inspection success, reduce regulatory risk, and build a sustainable culture of audit quality.

Audit Practice Coaching & Training

Elevating firm-wide capabilities through targeted training and leadership support.

Key services include:

  • Customized CPE workshops on PCAOB standards, SEC rules, and ethics

  • Engagement team coaching on risk assessment, estimates, supervision, and documentation

  • Partner and manager training on leading inspections and reviews

  • Internal inspection reviewer training

  • Ongoing support for technical and regulatory updates

Value Delivered:
Equip your team with the practical skills and knowledge to lead high-quality, well-documented audits.