Course Details
CPE Credits: 3.0
Field of Study: Specialized Knowledge
Prerequisites: Working knowledge of PCAOB auditing standards and a firm's quality control responsibilities; experience with PCAOB engagements recommended.
Advanced Preparation: None.
Program Level: Advanced
Delivery Method: Group Internet Based
Location / Platform: Virtual
Time Zone: Eastern Time
Course Description
A practical course on designing, implementing, operating, and evaluating a PCAOB-compliant system of quality control under QC 1000. The course emphasizes risk-based implementation, monitoring and remediation, documentation, and inspection readiness.
Learning Objectives
Upon completion of this course, participants will be able to:
Identify the key requirements of PCAOB QC 1000 and explain how they differ from the prior PCAOB quality control standards.
Evaluate a firm’s quality control risks and determine appropriate quality responses under a risk-based QC 1000 framework.
Apply QC 1000 requirements to the design, implementation, and operation of a firm’s system of quality control.
Identify common implementation weaknesses and documentation deficiencies that may result in PCAOB inspection findings.
Assess a firm’s monitoring, remediation, and annual evaluation processes to determine whether its system of quality control is functioning effectively and PCAOB 'inspection-ready.'
Instructor
Harley Aronoff, CPA
CPE Policies
Complaint Resolution Policy
For complaints or concerns regarding this program, contact Blue Diamond Audit & Regulatory Advisors by email at Concierge@bluediamondauditadvisors.com
Attendance Requirements
Participants must attend the entire program and actively participate in all sessions to receive full credit.
Partial credit will not be awarded.
Refund / Cancellation Policy
Refund requests must be submitted in writing at least 10 days prior to the program date. If Blue Diamond Audit Advisors must cancel a training course, participants will receive a full refund or a credit for a future training course, valid for up to 1 year from the date of the canceled event. Participants will be notified of any cancellation via email at the address provided during course registration.
Blue Diamond Audit & Regulatory Advisors is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.