PCAOB Compliance

Our PCAOB Compliance services support public accounting firms in meeting the highest standards of audit quality and regulatory readiness. Each of our service offerings is tailored to your firm’s unique needs and delivered by dedicated broker-dealer audit experts. Our PCAOB Compliance suite includes the following core services:

Work Paper Reviews

Our Work Paper Review services are designed to enhance audit integrity and ensure compliance at every stage of the engagement. We conduct detailed reviews—pre-issuance, post-issuance, and engagement quality reviews—to identify documentation gaps, mitigate risk, and provide actionable recommendations. These objective insights streamline your processes, minimize review points, and strengthen overall audit quality.

PCAOB Inspection Support Services

Our Inspection Support Services provide direct assistance to firm and engagement teams throughout the PCAOB inspection process. Whether on-site or off-site, we review work papers, offer real-time consultation, and help your teams navigate the inspection with confidence. Our expert guidance reduces non-billable time for your staff and mitigates the risk of audit and attestation deficiencies by ensuring adherence to PCAOB standards.

Review of Systems of Quality Control

We conduct comprehensive evaluations of your firm’s system of quality control to assess its design and operational effectiveness. Our reviews are aligned with PCAOB standards and focus on identifying areas for improvement, reinforcing regulatory compliance, and supporting a culture of consistent audit excellence. Our recommendations help you enhance quality control frameworks and maintain long-term readiness for inspections.